

WEBINAR
Stay Ahead of 2026 RIA Regulations: Best Practices in KYC/AML Compliance
Thursday, June 26, 2025
10:00 – 10:30am (ET)
Join iCapital for a session on the new KYC/AML regulations taking effect January 1, 2026. The finalized FinCEN rule will require registered investment advisors (RIAs) and exempt reporting advisors (ERAs) to implement full AML/CFT compliance programs.
Hear directly from a key regulatory contributor involved in shaping the rule, alongside industry leaders sharing how technology can streamline compliance in today’s evolving environment.
What you will learn:
- Understand the impending 2026 regulation and its impact on RIAs and ERAs
- Compliance requirements, key considerations and best practices
- How technology solutions can help fill the gap
Register Here
Our Speakers

Senior Managing Director, FTI Consulting View Profile

Senior Vice President, Alternatives Solutions, iCapital View Profile

Senior Vice President, Regulatory & Compliance, iCapital View Profile
For more information, contact iCapital or your financial advisor:
altsales@icapital.com | 212.994.7344
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